Nick Sterling, CFP® AIF®

Associate Financial Professional

Dave Carey

Nick Sterling is an Associate Financial Professional with the Carey Group at Oppenheimer & Co. Inc.  He works with high net worth individuals and creates comprehensive financial and retirement plans, helping to serve as a roadmap for clients' long-term planning. He knows transparency is a key aspect of building a trustworthy relationship.

Over the course of his career, Nick has developed a reputation for providing individualized, white glove service. He began his career at Charles Schwab & Co., Inc. in their Financial Consultant Academy.  During his wealth management training, he focused on supporting clients efficiently through a variety of trading and investment services. Nick then joined JPMorgan Chase as a Chase Private Client Banker, managing day-to-day banking, investment and home-lending needs of his book of clients.

Nick grew up in Northern California and earned his BA in Finance from the University of Oregon – Charles H. Lundquist College of Business. He is an avid collegiate and professional sports fan who loves to get out on the golf course on the weekends. He enjoys outdoor activities, especially fly fishing & hiking with his two dogs & fiancée.

Nick holds the Certified Financial Planner designation from the Certified Financial Planner Board of Standards Inc, he also earned the AIF® Designation in 2021. Attainment of the AIF Designation demonstrates understanding of the Prudent Practices® and methodology.  Nick also has his FINRA Series 7 & 66 licenses as well as Life-Only Agent & Variable Contracts Agent License (ID: 0M34859).

Phone 415-438-2926
Fax 415-438-2900