Nick Sterling, CFP®

Senior Financial Associate

Dave Carey

Nick Sterling joined Oppenheimer & Co. Inc. in October of 2018 as a Registered Client Service Associate. He supports the team by helping them create comprehensive financial and retirement plans, which help serve as a roadmap for clients long-term planning.

Over the course of his career, Nick has developed a reputation for providing individualized service. He began his career at Charles Schwab & Co., Inc. in their Financial Consultant Academy, working in a two-year rotational program designed to prepare for a career as a financial consultant. During his wealth management training, he focused on supporting clients efficiently through a variety of trading and investment services. Nick moved back to California where he joined JPMorgan Chase as a Chase Private Client Banker, managing day-to-day banking, investment and home-lending needs of his book of high net worth clients.

Nick grew up in Marin County, CA and earned his BA in Finance from the University of Oregon – Charles H. Lundquist College of Business. He is an avid collegiate and professional sports fan who loves to get out on the golf course on the weekends. He enjoys outdoor activities in the Bay Area, especially hiking with his two dogs.

Nick holds the Certified Financial Planner designation from the Certified Financial Planner Board of Standards Inc.and holds FINRA Series 7 & 66 licenses, as well as his California Insurance License.

Phone 415-438-2926
Fax 415-438-2900